Practical innovation
for self-licensed practices

Being self-licensed doesn’t mean you need to be self-reliant. Our Practice for Progress programs and services include service proposition development and refinement; pricing and operating overhead structuring (and restructuring); client recruitment and retainment; and growth and succession plans including mergers, acquisitions, and disposals, and financing.

Our solutions for self-licensed practices

AFSL
in a box!

Our AFSL In a Box solution includes all the tools, resources and support you need to establish and operate an efficient self-licensed practice or boutique licensee without getting side-tracked from your business growth priorities.

Licensing applications
and variations

Our Legal Services team can assist with the preparation, submission and management of your AFSL and with license variations for existing AFSL holders.

Comprehensive
policy suite

Decades of real-world advisory experience underpins our comprehensive suite of more than 30 operational, advice related, risk management and AFSL governance policies and registers.

APL development
and maintenance

Our team has decades of experience in the development and maintenance of both list-based and principles-based APLs for both wholesale and retail advice situations.

Practice management
and efficiency

Whether you are practicing in a single-adviser practice or within a large-scale multi-disciplinary multi-office corporatised operation our team can help you improve process and efficiency gains.

Adviser due diligence
and onboarding

We can provide you with a turnkey program – including policies and procedures, CAR/AR and salaried adviser contract templates, and onboarding workshops.

Revenue
management

Our remuneration team can support the entire process for you in an efficient and time effective manner using leading software solutions to suit your needs.

Proprietary risk
management framework

Our risk management framework has been built to facilitate the creation of quality advice that meets community standards and withstand rigorous regulatory scrutiny.

Education
and training

Our core content is all FPA-accredited and can be tracked through Kaplan OnTrack meaning you can meet your annual CPD requirements – but our sessions deliver so much more than just points.

Marketing
and engagement

Our innovation in consumer education, client recruitment, client retention and digital marketing can breathe new life into any practice.

PI submissions,
negotiation and brokering

Let our team of financial services executives who collectively have decades of PI insurance experience help save you time and money.

IDR and EDR
case management

We can provide you with a team of experienced financial services lawyers who collectively have decades of experience within both boutique self-licensed and large licensee group environments.

Recruitment and
professional year support

We know the challenges and also the rewards in identifying, recruiting and developing new talent to the industry and now you can access our experience and services.

Estate planning
and legal services

We can help you expand your service offering, increase revenue and seal in the goodness of your relationship with your clients through integrating a comprehensive estate planning offering into your practice.